Read about our view on various issues concerning financial service providers.

ASIC Consultation Paper CP 215 released August 2013 – Assessment and approval of training courses for financial product advisers: Update to RG146

ASIC released a consultation paper (CP 215) in August 2013 on Assessment and approval of training courses for financial product advisers: Update to RG146. A copy of the paper is available on the ASIC website and you can view our response to the ASIC Consultation Paper CP 215 here.

ASIC Consultation Paper CP 214 released July 2013 – Updated record-keeping obligations for AFS licensees

ASIC released a consultation paper (CP 214) in July 2013 on Updated record-keeping obligations for AFS licensees. A copy of the paper is available on the ASIC website and you can view our response to the ASIC Consultation Paper CP 214 here.

ASIC Consultation Paper CP 212 issued June 2013 – Enhancements to Training Standards

ASIC recently issued a consultation paper (CP 212) on Licensing: Training of financial product advisers – Updates to RG 146. A copy of the paper is available on the ASIC website and you can view our response to the ASIC Consultation Paper CP 212 here.

ASIC Consultation Paper CP 200 issued March 2013 - Managed Discretionary Accounts

ASIC recently issued a consultation paper (CP 200) on Managed Discretionary Accounts. A copy of the paper is available on the ASIC website and you can view our response to the ASIC Consultation Paper CP 200 here.